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Screening potential risks and
benefits
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Screening ethical issues
Via this screen, you can access a
decision tree for screening potential
ethical issuesrisks and benefits related
to the manufacturing, transport or use
of a product incorporating
nanomaterials. This screening tool
should be used during the pre-assessment
step of the Risk Governance process. You
will be asked to assess the extent to
which your product incorporating
nanomaterials gives rise to nine
categories of risks or benefitsethical
issues. At this stage, you should just
make your best estimate of the
likelihood and magnitudeseverity of each
issue. In addition, you should include a
specification on each identified
potential risk or benefit in the comment
box. Access the checklist here.
Main question:
To what extent will the
nanomaterials and products give rise
to the following risks or benefits?
No = not applicable, 1 = minor; 2 =
moderate; 3 =medium; 4= high; 5=severe
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Are the nanomaterials and nanoproducts
either used in a health-care context or are
negative or positive impacts on public
health and safety expected?
Healthcare is defined in a broad sense,
including pharmaceuticals, medical devices,
dentistry, cosmeceuticals and other products
used in hospitals, at home, and in other
locations for improving the health and
well-being of people.
Relevant impacts on health include
strengthening or infringing on human rights
to life and well-being guaranteed in
international human rights law, including
the Universal Declaration on Human Rights,
International Covenant on Economic, Social
and Cultural Rights, Council of Europe
Convention for the protection of human
rights and fundamental freedoms, Council of
Europe: Convention on human rights and
biomedicine (Bioethics or Oviedo Convention,
EU Charter of Fundamental Rights, UNESCO
Declaration on the human genome and human
rights and UNESCO Declaration on bioethics
and human rights.
Estimate the magnitude severity of expected
ethical health-related risks, between minor
(1) and severe (5).
Ethical issues are minor when the
health-related impacts are very unlikely,
and/or the health of only few people is
affected temporarily to a limited extent.
Ethical issues are severe when the
health-related impacts are very likely,
and/or a large group of people is affected
strongly.
Estimate the magnitude of expected
health-related benefits, between minor (1)
and large (5).
Benefits are minor when the health-related
impacts are very unlikely, and/or the health
of only few people is benefited temporarily
to a limited extent.
Benefits are large when the health-related
impacts are very likely, and/or a large
group of people is benefited strongly.
Does the application of nanomaterials
involve or affect the collection,
processing, storing and/or transfer of
personal data?
The privacy and data protection risks and
benefits are caused by the product in which
the nanomaterials are used. Examples include
sensors and monitoring devices, data storage
devices etc.
Consider whether sensitive personal data are
collected relating to health, sexual
lifestyle, ethnicity, political opinion,
religious or philosophical conviction.
Estimate the severity of expected personal
data protection issues, between minor (1)
and severe (5).
Ethical issues are minor when the data
protection impacts are very unlikely, and/or
the privacy of only few people is affected
temporarily to a limited extent.
Ethical issues are severe when the data
protection impacts are very likely, and/or
fundamental human rights of a large group of
people are affected strongly.
Estimate the magnitude of expected
strengthening of personal data protection,
between minor (1) and large (5).
Benefits are minor when the strengthening of
data protection is very unlikely, and/or the
privacy of only few people is protected
temporarily to a limited extent.
Benefits are large when the strengthening of
data protection is very likely, and/or
protection of fundamental human rights of a
large group of people is improved strongly.
Could the value chain and application of
nanomaterial have a negative or positive
impact on the rights and liberties of
individuals and groups?
Consider effects on freedom, autonomy,
authenticity, identity, privacy, human
dignity, human bodily integrity,
intellectual property, among others.
When in doubt, check international human
rights law, including the Universal
Declaration on Human Rights, International
Covenant on Civil and Political Rights,
Council of Europe Convention for the
protection of human rights and fundamental
freedoms, EU Charter of Fundamental Rights.
Estimate the severity of expected negative
impacts on human rights and liberties,
between minor (1) and severe (5).
Ethical issues are minor when the impacts on
human rights and liberties are very
unlikely, and/or these rights are only
affected briefly with no significant
backlash to the persons affected.
Ethical issues are severe when the impacts
on human rights and liberties are very
likely, and/or the rights of individuals or
groups are affected on a large scale or for
a long time.
Estimate the strength of expected positive
impacts on human rights and liberties,
between minor (1) and large (5).
Benefits are minor when the impacts on human
rights and liberties are very unlikely,
and/or these rights are only improved
briefly with no significant improvement of
the human rights of the persons affected.
Benefits are large when the improvements of
human rights and liberties are very likely,
and/or the rights of individuals or groups
are improved on a large scale or for a long
time.
Could the value chain and application of
nanomaterial have a negative or positive
impact in terms of social justice and
equality?
Consider effects on the distribution of
opportunities, powers and capabilities,
civil and political rights, economic
resources, income, risks and hazards, and
have special consideration for effects on
vulnerable, disadvantaged, and
under-represented individuals, groups, or
communities in society, including future
generations and individuals, groups and
communities in low income and lower-middle
income countries.
Estimate the severity of expected impacts on
social justice and equality, between minor
(1) and severe (5).
Ethical issues are minor when the impacts on
social justice and equality are very
unlikely, and/or these rights are only
affected briefly with no significant
backlash to the communities affected.
Ethical issues are severe when the impacts
on social justice and equality are very
likely, and/or the social justice and
equality are affected on a large scale or
for a long time.
Estimate the strength of expected positive
impacts on social justice and equality,
between minor (1) and large (5).
Benefits are minor when the impacts on
social justice and equality are very
unlikely, and/or these rights are only
improved briefly with no significant
improvement of the position of the
communities affected.
Benefits are large when the improvement of
social justice and equality is very likely,
and/or the social justice and equality are
improved on a large scale or for a long
time.
Could the value chain and application of
nanomaterial have a negative or positive
impact on the well-being of individuals or
groups, and/or on the common good, including
cultural heritage?
Consider effects on the well-being and
interests of individuals and groups in
society , including the quality of work
, and effects on social institutions and
structures , democracy and important
aspects of culture and cultural
diversity. Cultural heritage includes
physical artefacts and intangible
attributes of a group or society , such
as sites , monuments , artefacts , texts
, archives , remains and information
about the past.
When in doubt, consider using online
Corporate Social Responsibility
screening tools such as
https://www.mvorisicochecker.nl/en.
Estimate the severity of expected negative
impacts on well-being and common good,
between minor (1) and severe (5).
Ethical issues are minor when the impacts on
well-being and common good are very
unlikely, and/or well-being and common good
are only affected briefly with no
significant backlash to the persons and
groups affected.
Ethical issues are severe when the impacts
on well-being and common good are very
likely, and/or well-being and common good
are affected on a large scale or for a long
time.
Estimate the strength of expected positive
impacts on well-being and common good,
between minor (1) and large (5).
Benefits are minor when the improvements of
well-being and common good are very
unlikely, and/or well-being and common good
are only benefited briefly with no
significant improvement of the position of
the persons and groups affected.
Benefits are large when the improvements of
well-being and common good are very likely,
and/or well-being and common good are
improved on a large scale or for a long
time.
Could the value chain and application of
nanomaterial have a negative or positive
impact on the environment, animals and/or
plants?
onsider negative impacts due to the use of
genetically modified organisms (GMOs) or any
biological, chemical, radiological, nuclear
or explosive elements used, as well as any
effects in terms of human encroachment on
natural habitats and environmental policy.
Consider positive effects such as
remediation of polluted environments,
improvements of biodiversity etc.
Estimate the severity of expected negative
environmental impacts, between minor (1) and
severe (5).
Ethical issues are minor when the
environmental impacts are very unlikely,
and/or the environment is only affected
temporarily with no significant damage to
the ecosystems, animals or plants.
Ethical issues are severe when the
environmental impacts are very likely,
and/or the ecosystems, animals or plants are
damaged on a large scale or for a long time.
Estimate the strength of expected
environmental benefits, between minor (1)
and large (5).
Benefits are minor when the environmental
improvements are very unlikely, and/or the
environment is only affected temporarily
with no significant improvement of the
ecosystems, animals or plants.
Benefits are large when the environmental
benefits are very likely, and/or the
ecosystems, animals or plants are restored
or protected on a large scale or for a long
time.
Could the value chain or application of
nanomaterial limit or improve the likelihood
of achieving the 17 Sustainable Development
Goals?
Estimate the severity of expected impacts on
the sustainable development goals, between
minor (1) and severe (5).
Ethical issues are minor when the impacts on
the sustainable development goals are very
unlikely, and/or these goals are only
affected briefly with no significant delays
in achieving the goals.
Ethical issues are severe when the impacts
on the sustainable development goals are
very likely, and/or their achievement is
delayed on a large scale or for a long time.
Estimate the strength of expected
contributions to the sustainable development
goals, between minor (1) and large (5).
Benefits are minor when the impacts on the
sustainable development goals are very
unlikely, and/or these goals are only
achieved briefly with no significant
long-term effect on in achieving the goals.
Benefits are large when the positive impacts
on the sustainable development goals are
very likely, and/or their achievement is
consolidated on a large scale or for a long
time.
Specify which goals are concerned.
Could the nanomaterial or its application
have significant military purposes (dual
use)?
Estimate the severity of ethical concerns
due to expected military or dual use
potential, between minor (1) and severe (5).
Ethical issues are minor when military or
dual use potential is very unlikely, and/or
the expected concerns are insignificant.
Ethical issues are severe when the military
or dual use potential is very likely, and/or
the potential effects are strong or
wide-ranging.
Could the nanomaterial or nano-enabled
product become subject to misuse?
Consider, amongst others, whether
[information about] harmful biological,
chemical, radiological, nuclear, or
explosive materials, and/or the means of
their delivery, can easily [or accidentally]
be misused and whether it may easily fall
into the hands of terrorists or criminals,
and whether it may be abused by governmental
and other institutional actors in
non-military contexts.
When in doubt, check the guidance on misuse
ethical issues used by the European
Commission in ethics screening of H2020
funded projects:
http://ec.europa.eu/research/participants/data/ref/h2020/other/hi/guide_research-misuse_en.pdf
Estimate the severity of expected impacts,
between minor (1) and severe (5).
Ethical issues are minor when misuse
potential is very unlikely, and/or the
expected concerns are insignificant.
Ethical issues are severe when the misuse
potential is very likely, and/or the
potential effects are strong or
wide-ranging.
Collective results
**This work project has received funding from European Union Horizon 2020 Programme (H2020) via RiskGONE project under grant agreement nÂș 814425